Philadelphia Criminal Defense Blog

Zak Goldstein 4/11/26 Zak Goldstein 4/11/26

Attorney Goldstein Wins IDSI Appeal: PA Superior Court Dismisses Conviction on Due Process Grounds

Case Result: Conviction Reversed by the Superior Court of Pennsylvania

Criminal Defense Lawyer Zak T. Goldstein, Esquire

Attorney Zak Goldstein recently won an important appeal before the Superior Court of Pennsylvania, obtaining a full reversal of his client D.M.’s convictions for involuntary deviate sexual intercourse (IDSI) and corruption of minors. In Commonwealth v. D.M., the Superior Court held that the Commonwealth violated D.M.’s due process rights by failing to establish the date of the alleged offense with sufficient particularity under Commonwealth v. Devlin, 333 A.2d 888 (Pa. 1975). The court also found that the trial court abused its discretion by consolidating D.M.’s case with his co-defendants’ cases for trial, though it did not need to reach that issue given the Devlin reversal.

The Facts of the Case

D.M. was one of three brothers tried together in Lackawanna County on charges stemming from allegations made by a single complainant, B.P. The complainant alleged that D.M. had assaulted her on a single occasion when she was sixteen years old. She did not report the allegations until October 2019, which was nearly two decades after the events supposedly occurred.

The Commonwealth originally charged D.M. with offenses occurring over a five-year window between January 1, 2003 and December 31, 2007. After D.M. filed pretrial motions challenging the vague timeframe, the Commonwealth filed amended informations narrowing the period first to one year (August 25, 2005 to August 24, 2006), and ultimately proceeding to trial on two charges, IDSI and corruption of minors, within that same one-year window.

Trial counsel argued from the pretrial stage that even a one-year window was far too broad to satisfy due process. D.M.’s pretrial motions objected that the vague timeframe made it impossible to present an alibi defense or call witnesses in support of one. The trial court denied those motions, finding D.M.’s reliance on Devlin to be “misplaced.” D.M. also moved to sever his trial from his co-defendants’ cases. The trial court denied that motion as well.

Following a three-day trial, a jury convicted D.M. of IDSI and corruption of minors. The court sentenced him to 5-10 years’ imprisonment.

The Due Process Claim: Failure to Fix the Date of the Offense

On appeal, the Superior Court found D.M.’s Devlin argument meritorious and dispositive. In Commonwealth v. Devlin, 333 A.2d 888 (Pa. 1975), the Pennsylvania Supreme Court reversed a conviction where the only proof at trial was that the crime occurred sometime within a fourteen-month period, holding that this failed to meet the “sufficient particularity” standard and violated fundamental fairness.

The Superior Court then carefully distinguished D.M.’s case from a series of post-Devlin decisions in which courts had afforded the Commonwealth greater latitude, including Commonwealth v. Groff, 548 A.2d 1237 (Pa. Super. 1988), Commonwealth v. G.D.M., Sr., 926 A.2d 984 (Pa. Super. 2007), Commonwealth v. Niemetz, 422 A.2d 1369 (Pa. Super. 1980), Commonwealth v. Renninger, 269 A.3d 548 (Pa. Super. 2022), and Commonwealth v. Benner, 147 A.3d 915 (Pa. Super. 2016). In each of those cases, courts had found the broader timeframe acceptable because the victims were very young children who could not be expected to recall specific dates, the allegations involved a continuing course of conduct with multiple assaults, or the Commonwealth presented additional evidence from other witnesses that helped narrow the timeframe.

D.M.’s case was critically different. B.P. was sixteen at the time of the alleged offense — well past childhood — and therefore had the capacity to recall temporal details. The allegation involved only a single, isolated incident, not an ongoing course of abuse. And the Commonwealth made no conscientious effort to help B.P. narrow the timeline at trial. B.P. provided detailed testimony about the location, what was said, the features of D.M.’s car, and what she did afterward, yet she could not tie the incident to any identifiable temporal marker — a season, a holiday, a school year, or her birthday — that would have narrowed the one-year window. She testified only that it happened on a “normal” day. Even the Commonwealth’s own affidavit of probable cause had originally placed the incident during “the fall months” after B.P.’s sixteenth birthday, but B.P. did not testify to that at trial.

The court also rejected the Commonwealth’s argument that testimony from another witness narrowed the timeframe. The witness had testified that D.M. made a statement to him about B.P. in late 2005 or early 2006, but the court found this still left a period spanning too many months to fix the date with the constitutionally required level of certainty. The court further noted that the witness’s statement actually related to vaginal intercourse, which was a different act entirely from the IDSI charged in the criminal information.

The over-thirteen-year delay in reporting further compounded the due process problem. The court noted that this delay prejudiced D.M.’s ability to find witnesses or other evidence that could corroborate a defense, making the case arguably harder to defend than in Devlin itself, where there was essentially no delay between the alleged offense and the report to police. The Court therefore reversed the trial court’s decision not to dismiss the case and dismissed the conviction.

The Improper Joinder Issue

Although the Devlin ruling was dispositive of D.M.’s appeal, the opinion also addressed the joinder issue in the context of a co-defendant’s appeal — and the court’s analysis makes clear that consolidating D.M.’s trial with his brothers’ cases was an abuse of discretion. D.M. had raised this same issue on appeal, and the court noted in a footnote that it did not need to reach D.M.’s severance argument given its decision to reverse on Devlin grounds.

Under Pa.R.Crim.P. 582, defendants charged in separate informations may be tried together only if they are alleged to have participated in the same act, transaction, or series of acts or transactions constituting an offense. Under Pa.R.Crim.P. 583, severance is required if a party may be prejudiced by the joinder.

The court found that while it was permissible to try D.M.’s two brothers together because the allegations against them arose from a single chain of events on the same day, D.M.’s case was entirely different. The allegations against D.M. involved a separate incident that took place in a different location, involved different conduct, and occurred approximately two years after the allegations against his brothers. There was no conspiracy or corrupt organization charge tying them together, and D.M. had nothing to do with the conduct alleged against his brothers.

The court found that joining D.M.’s trial with his brothers’ trial allowed the Commonwealth to introduce evidence against D.M. that tainted his brothers’ cases and vice versa. The above witness’s testimony, for example, was relevant only to D.M. but was heard by the jury deciding the brothers’ cases as well. The court noted that the trial court itself appeared to concede that the witness testimony was only relevant against D.M. and not his co-defendants.

Perhaps most critically, the court found that the prosecutor’s closing argument compounded the prejudice by repeatedly lumping all three brothers together. The prosecutor referred to the brothers as “three aggressors,” likened them to institutions known for protecting sexual abusers, and argued that B.P. had to come forward because “they” still had power over people who came to the store. These remarks encouraged the jury to find the defendants guilty by association rather than based on the evidence specific to each individual case. The court cited Commonwealth v. Hamilton, 303 A.3d 823 (Pa. Super. 2023), for the principle that even where there is some overlapping evidence between co-defendants, severance is required when the evidence of one defendant’s crimes is irrelevant and prejudicial to another defendant’s case.

Why This Case Matters

This published decision is a significant victory for due process rights in Pennsylvania. It reaffirms that even in cases involving serious allegations and delayed reporting, the Commonwealth cannot charge a defendant with committing a crime at some unknown point during a year-long span ~15 years ago and expect a conviction to stand. The government bears the burden of narrowing the timeframe with reasonable certainty so that the defendant has a fair opportunity to prepare a defense. When the complainant was old enough to recall temporal details, the alleged conduct was a single isolated incident, and the Commonwealth made no effort to narrow the timeframe through its own investigation, due process requires reversal.

The opinion’s joinder analysis is equally important for criminal defense practitioners. It establishes that simply sharing a last name and a complainant is not enough to justify consolidation. When the alleged offenses are separated in time by years, involve different conduct, and occur in different locations, the trial court abuses its discretion by forcing defendants to trial together. This is particularly true where the prosecutor exploits the joinder to encourage guilt by association.

The opinion also provides a comprehensive survey and analysis of the entire Devlin line of cases, making it a valuable roadmap for defense attorneys evaluating due process challenges in cases involving vague or broad charging timeframes.

Facing Criminal Charges or a Wrongful Conviction?

If you or a loved one has been wrongfully convicted or believes that the prosecution withheld evidence in your case, we can help. Our award-winning Philadelphia criminal defense lawyers offer a free criminal defense strategy session to any potential client. We have successfully defended thousands of clients against criminal charges in courts throughout Pennsylvania and New Jersey. We have successfully obtained full acquittals and dismissals in cases involving charges such as Conspiracy, Aggravated Assault, Rape, Violations of the Uniform Firearms Act, and First-Degree Murder. We have also won criminal appeals and PCRAs in state and federal court, including the successful direct appeal of a first-degree murder conviction and the exoneration of a client who spent 33 years in prison for a murder he did not commit. Our experienced criminal defense lawyers are typically available for same-day phone consultations and in-person meetings so that we can begin investigating your case, obtaining exculpatory evidence, and planning your defense. Call 267-225-2545 for a free criminal defense strategy session.

Zak Goldstein 4/1/26 Zak Goldstein 4/1/26

PA Superior Court: One Fire Means One Sentence for Arson, No Matter How Many Buildings Are Damaged

The Pennsylvania Superior Court has just decided the case of Commonwealth v. Swift, 2026 PA Super 66 (Pa. Super. March 31, 2026), holding that the unit of prosecution for the crime of arson endangering property under 18 Pa.C.S.A. § 3301(c)(2) is each act of arson, and not each property endangered by that act. The court reached this conclusion by applying the Pennsylvania Supreme Court’s recent analysis in Commonwealth v. Smith, 346 A.3d 1251 (Pa. 2025), which addressed the same question in the context of the closely related arson endangering persons statute. As a result, the Superior Court vacated the defendant’s judgment of sentence and remanded for resentencing, finding that the trial court had improperly imposed two consecutive sentences for two counts of arson endangering property when the defendant had set only one fire. This decision is significant for anyone facing arson charges in Pennsylvania because it limits the number of sentences a court may impose following a single act of setting a fire, regardless of how many properties are damaged.

The Facts of Commonwealth v. Swift

In July 2019, the defendant set fire to the home of his ex-girlfriend in Allegheny County. The fire caused substantial damage to that residence and also spread to the two adjoining residences on either side of the targeted home. Following a jury trial, the jury convicted the defendant of arson endangering persons under 18 Pa.C.S.A. § 3301(a)(1)(i), arson of an inhabited building under 18 Pa.C.S.A. § 3301(a)(1)(ii), and two counts of arson endangering property under 18 Pa.C.S.A. § 3301(c)(2). The two counts of arson endangering property arose from the fire spreading to and damaging the two neighboring residences, not from the fire set to the ex-girlfriend’s home itself.

On June 28, 2023, the trial court sentenced the defendant to five to ten years’ imprisonment for arson endangering persons and two consecutive terms of fifteen to thirty months’ imprisonment for each of the two counts of arson endangering property. The defendant filed a timely appeal challenging, among other things, the imposition of separate sentences for the two arson endangering property convictions as an illegal sentence.

The Procedural History

The defendant’s sentencing challenge raised a question that was already working its way through the appellate courts. In his initial appeal, the defendant relied on the analysis set forth in the dissent in the Superior Court’s en banc decision in Commonwealth v. Smith, 298 A.3d 1140 (Pa. Super. 2023). At that time, the Pennsylvania Supreme Court had granted allowance of appeal in Smith but had not yet issued a decision. The Superior Court panel in the defendant’s case denied relief and affirmed the judgment of sentence.

The defendant then sought allowance of appeal with the Pennsylvania Supreme Court. While that petition was pending, the Supreme Court issued its decision in Smith, reversing the Superior Court and holding that the unit of prosecution for arson endangering persons under Section 3301(a)(1)(i) is each act of arson, not each person endangered. On January 15, 2026, the Supreme Court granted partial relief to the defendant, vacated the Superior Court’s order affirming his judgment of sentence, and remanded the case for reconsideration in light of the new Smith decision. The Supreme Court’s remand order limited the issue to whether the trial court had imposed an illegal sentence by imposing separate, consecutive sentences for the two counts of arson endangering property.

The Superior Court’s Decision on Remand

On remand, the Superior Court applied the Supreme Court’s reasoning in Smith to the arson endangering property statute and reached the same conclusion: the unit of prosecution is each act of arson, not each property endangered.

The court’s analysis began with the text of the two statutes. The arson endangering persons statute, Section 3301(a)(1)(i), criminalizes intentionally starting a fire and thereby recklessly placing another person in danger of death or bodily injury. The arson endangering property statute, Section 3301(c)(2), uses identical language for the initial element, “intentionally start[ing] a fire or caus[ing] an explosion,” and then provides that the defendant must “recklessly place[] an inhabited building or occupied structure of another in danger of damage or destruction.” The Superior Court observed that the two statutes share the same structure: an intentional act of setting a fire, followed by a recklessness element involving harm to either persons or property.

The Supreme Court in Smith had determined that the arson endangering persons statute was ambiguous because the statutory language was capable of two reasonable interpretations: that the unit of prosecution was each act of arson, or that it was each endangered person. The Superior Court in Swift found that the arson endangering property statute, given its identical structure, was similarly ambiguous. The language could reasonably be read to mean that the unit of prosecution was either one act of arson or one damaged building.

Having found ambiguity, the court turned to the factors set forth in the Statutory Construction Act, 1 Pa.C.S.A. § 1921(c), which the Supreme Court had relied on in Smith. These factors include the occasion and necessity for the statute, the circumstances of its enactment, the mischief to be remedied, the object to be attained, and the consequences of a particular interpretation. The Superior Court incorporated the relevant discussion from Smith, in which the Supreme Court had reviewed the legislative history of Pennsylvania’s arson statutes. That history showed that the original penal statutes, written when the state was primarily rural, imposed severe penalties for burning structures important to an agricultural economy while providing inadequate penalties for fires that endangered life in urban settings. The modern Crimes Code replaced that scheme with a system that distinguishes only between arson endangering persons (a first-degree felony) and arson endangering property (a second-degree felony). Critically, the Supreme Court found nothing in the legislative history to suggest that the legislature intended to allow separate convictions and sentences for each individual endangered by a single act of arson.

Finally, and most critically, the Superior Court applied the rule of lenity. Because Section 3301 is a penal statute, any ambiguity must be resolved in the defendant’s favor. The Supreme Court in Smith had emphasized that the rule of lenity is not merely a convenient tool of statutory construction but is rooted in fundamental principles of due process, which require that no individual be forced to speculate about whether his conduct is prohibited.

Applying these principles, the Superior Court held that the unit of prosecution under the arson endangering property statute is each act of arson, not each damaged building or occupied structure. Because the record established that the defendant committed only one act of setting a fire, to his ex-girlfriend’s home, the trial court had erred in imposing separate sentences for the two counts of arson endangering property. The court vacated the defendant’s judgment of sentence and remanded to the trial court for resentencing.

The Takeaway

Commonwealth v. Swift is a significant sentencing decision for defendants facing arson charges in Pennsylvania. By extending the Supreme Court’s holding in Smith from the arson endangering persons statute to the arson endangering property statute, the Superior Court has now established that neither subsection of Section 3301 permits the imposition of multiple sentences based on the number of people endangered or properties damaged by a single fire. Instead, the unit of prosecution for both offenses is the act of setting the fire itself. A defendant who sets one fire can receive only one sentence for arson endangering persons and one sentence for arson endangering property, regardless of how many people were placed at risk or how many buildings were damaged.

This is an important development because arson cases frequently involve damage to multiple structures as fires spread. A defendant who sets fire to one building may cause damage to several neighboring properties. Under the prior approach, prosecutors could charge a separate count of arson endangering property for each building that sustained damage, and the trial court could impose a separate sentence for each count. Swift puts an end to that practice. While the defendant may still be convicted of multiple counts, the trial court may only impose a single sentence for the arson endangering property offense when the charges all arise from one act of setting a fire.

Facing Criminal Charges or a Wrongful Conviction?

If you are facing criminal charges or believe that the prosecution engaged in misconduct in your case, we can help. Our award-winning Philadelphia criminal defense lawyers offer a free criminal defense strategy session to any potential client. We have successfully defended thousands of clients against criminal charges in courts throughout Pennsylvania and New Jersey. We have successfully obtained full acquittals and dismissals in cases involving charges such as Conspiracy, Aggravated Assault, Rape, Violations of the Uniform Firearms Act, and First-Degree Murder. We have also won criminal appeals and PCRAs in state and federal court, including the successful direct appeal of a first-degree murder conviction and the exoneration of a client who spent 33 years in prison for a murder he did not commit. Our experienced criminal defense lawyers are typically available for same-day phone consultations and in-person meetings so that we can begin investigating your case, obtaining exculpatory evidence, and planning your defense. Call 267-225-2545 for a free criminal defense strategy session.

Zak Goldstein 3/27/26 Zak Goldstein 3/27/26

PA Superior Court: If you lie about having a gun while visibly carrying a gun, the police can search you.

Zak Goldstein Criminal Defense Lawyer — Zak T. Goldstein, Esquire - Criminal Defense Lawyer

The Pennsylvania Superior Court has just issued a significant published opinion in Commonwealth v. Toliver, 2026 PA Super 63 (Pa. Super. March 27, 2026), in which it reversed a Philadelphia trial court’s order granting a motion to suppress a firearm and the defendant’s statements. The Superior Court held that when a passenger in a vehicle lies to a police officer about the presence of a firearm during a lawful traffic stop, and the officer subsequently sees the firearm in plain view, the combination of the lie and the plain-view observation provides reasonable suspicion to conduct an investigative detention and frisk. This decision has significant implications for gun cases in Philadelphia and throughout Pennsylvania, and it continues to chip away at the protections that the defense bar had hoped to rely on under Commonwealth v. Hicks, 208 A.3d 916 (Pa. 2019), and Commonwealth v. Malloy, 257 A.3d 142 (Pa. Super. 2021).

The Facts of Commonwealth v. Toliver

On June 19, 2023, a Philadelphia Police Officer and his partner conducted a vehicle stop on the 700 block of West Erie Avenue for an expired registration. The defendant was the front seat passenger in the vehicle, and the defendant’s father was the driver.

When the officer initially approached the vehicle, he spoke to the father and asked for his license and registration. He also asked whether anyone in the vehicle had a license to carry a firearm. The father denied having a license to carry while the defendant stared straight ahead and did not respond. The officer then asked whether there was a firearm in the vehicle, and both the defendant and his father shook their heads no.

The officer testified that he returned to his police vehicle to run the identification cards, and from where he was sitting inside the police vehicle, he could see movement on the passenger side of the car. He described the movement as “bending in an abnormal position,” reaching down between the seats, and quicker than normal reaching movements on both sides of the seats.

The officer then exited his police vehicle and approached the defendant on the passenger side. He testified that as he approached, he saw the defendant reach down to the right side between the arm and the door, clenching something against his body, which made the officer suspicious. The officer asked the driver to turn off the vehicle, took possession of the keys, and then ordered both the defendant and his father to exit. Once the defendant was out of the vehicle, the officer placed his hands on the roof of the car. At that point, the officer noticed the butt end of a pistol sticking out of the rear pocket of the defendant’s athletic shorts and immediately put him in handcuffs. While handcuffing the defendant, the officer asked whether he had a license to carry a firearm, and the defendant responded that he did not. The defendant was then arrested and charged with Carrying a Firearm Without a License (18 Pa.C.S. § 6106(a)(1)) and Carrying a Firearm on Public Streets in Philadelphia (18 Pa.C.S. § 6108).

The Suppression Court’s Ruling

The defendant moved to suppress the firearm, and the suppression court granted his motion to suppress. The court based its ruling primarily on the Pennsylvania Supreme Court’s decision in Commonwealth v. Hicks, 208 A.3d 916 (Pa. 2019), and the Superior Court’s prior decision in Commonwealth v. Malloy, 257 A.3d 142 (Pa. Super. 2021). The suppression court found that the police did not have independent reasonable suspicion to investigate whether the defendant had a valid firearms license. The court did not credit the officer’s testimony about furtive movements, finding his description of what he claimed to observe was “extremely vague and equivocal.” The court also found that there was no evidence that the defendant displayed any nervousness during the traffic stop. Although the suppression court acknowledged that the defendant had been untruthful about whether there was a gun in the car, it dismissed this factor, reasoning that lying to the police while not under oath is not a crime.

The suppression court also concluded that the officer should have checked the police databases for the defendant’s licensure status before questioning him about whether he had a license to carry, and it therefore suppressed both the gun and the defendant’s statement admitting he did not have a license to carry. The Commonwealth appealed.

The Superior Court’s Decision

The Superior Court reversed the suppression order in a published opinion.

First, the Superior Court accepted the suppression court’s factual findings, including its finding that the movements described by the officer were not furtive and its assessment of the officer’s credibility on that point. However, the Superior Court found that the suppression court committed a legal error by completely disregarding the defendant’s lie about the presence of a firearm in its reasonable suspicion analysis.

The court’s analysis turned on the distinction between this case and Hicks. In Hicks, the Pennsylvania Supreme Court held that the mere possession of a firearm is not alone suggestive of criminal activity and cannot independently support a finding of reasonable suspicion. The Superior Court in Toliver agreed that Hicks controlled the question of whether mere possession alone is sufficient, but it found that the case presented more than mere possession. Specifically, when asked by the officer whether there was a firearm in the car, the defendant affirmatively denied having a gun. The officer later determined that this denial was a lie when he saw the butt of the gun protruding from the defendant’s pocket.

The Superior Court also distinguished Commonwealth v. Malloy, 257 A.3d 142 (Pa. Super. 2021), which the defendant and the suppression court had relied upon. In Malloy, the court suppressed evidence because the investigative detention was initiated based solely on the defendant’s mere possession of a firearm, which under Hicks could not support reasonable suspicion. Critically, in Malloy, the lie about the firearm license came after the detention had already begun, and the court found that information developed after the start of the detention could not be used retroactively to justify it. In Toliver, by contrast, the lie about the gun occurred before the officer saw the gun and initiated the investigative detention. Therefore, by the time the officer ordered the defendant out of the car and saw the gun protruding from his pocket, the officer had already detected the lie, and the combination of the lie and the plain-view observation of the gun provided reasonable suspicion.

The Superior Court held that lying to the police about the presence of a firearm, combined with the officer’s subsequent plain-view observation of that firearm, constitutes reasonable suspicion permitting an investigative detention. The court reasoned that the combination of possessing a concealed firearm and lying about that possession leads to natural inferences that the person lied either because they wish to hide the fact that they pose a lethal threat to the officer or to hide that their possession of the firearm is illegal. The court cited Commonwealth v. Metz, 332 A.3d 92, 100 (Pa. Super. 2025), Commonwealth v. Williams, 73 A.3d 609, 616 (Pa. Super. 2013), and Commonwealth v. Shelly, 703 A.2d 499, 503 (Pa. Super. 1997), in support of the well-established principle that providing false information to the police is a factor supporting reasonable suspicion.

The court also held that the frisk was justified because once reasonable suspicion existed for the investigative detention, the officer could reasonably suspect that a passenger who lied about having a gun and was in fact armed was dangerous. It further ruled that the officer’s question about licensure status during the lawful investigative detention was permissible and did not require suppression of the defendant’s admission that he lacked a license.

Finally, the Superior Court rejected the suppression court’s reasoning that the officers should have checked their databases for the defendant’s licensure status before asking about it. The court noted that accepting this reasoning would effectively mandate that all police officers in the Commonwealth run firearms licensing checks as a routine part of every traffic stop, which would inevitably prolong all stops. The court also pointed out that this reasoning directly contradicts the holding of Malloy, which forbids the delay of a car stop to research a passenger’s firearm licensing status in the absence of reasonable suspicion.

The Takeaway

This is a significant and difficult decision for the defense. Since the Pennsylvania Supreme Court decided Hicks in 2019, defendants have been able to argue that the mere possession of a concealed firearm does not give the police reasonable suspicion to detain and investigate. Toliver narrows that protection considerably by establishing that when a person also lies about having a gun, the lie transforms the encounter into one that supports reasonable suspicion.

The practical impact is considerable. During most traffic stops, officers routinely ask occupants whether there are any weapons in the car. Under Toliver, if an occupant denies having a gun and the police subsequently discover one, the denial itself now provides the additional factor beyond mere possession that the Commonwealth needs to establish reasonable suspicion. This creates a difficult situation for defendants: remaining silent in response to the officer’s question may itself raise suspicion, yet answering untruthfully will now be used against them. Meanwhile, truthfully admitting to having a firearm obviously leads to further investigation as well.

The decision also effectively limits the reach of Malloy by making clear that a detected lie that precedes the investigative detention is distinguishable from information learned during an already-unlawful detention. Defense attorneys handling gun cases will need to pay close attention to the precise timeline of events: when the lie occurred, when the officer observed the gun, and when the detention actually began.

Facing Criminal Charges or a Wrongful Conviction?

Zak Goldstein 3/27/26 Zak Goldstein 3/27/26

PA Supreme Court: Prosecutorial Misconduct to Call a Witness the Prosecution Knows Will Refuse to Testify

The Pennsylvania Supreme Court has decided the case of Commonwealth v. Belgrave, No. 31 WAP 2024 (Pa. March 26, 2026), holding that it is prosecutorial misconduct to call a witness to testify before a jury when the prosecution knows in advance that the witness intends to refuse to answer questions. The Court reversed the Superior Court’s decision, vacated the defendant’s judgment of sentence, and remanded for a new trial. The opinion was authored by Justice Wecht and joined by every member of the Court.

The Facts of Commonwealth v. Belgrave

The Court summarized the facts as follows: the charges in this case arose from a drug sale at a Marriott Hotel in Erie, Pennsylvania, on February 7, 2019, that ended in a gunfight. Four men, including the defendant, drove from Chicago to Erie and rented a hotel room. Hotel surveillance video showed that Belgrave and his associate, Charles Baizar, were parked in a Chevrolet Impala when a dark-colored SUV arrived in the parking lot. Baizar and another man walked toward the SUV, and when Baizar attempted to enter it, the SUV’s driver exited the vehicle and began shooting. Baizar ran, dropping a package. Belgrave exited the Impala and fired two shots in the direction of the SUV. Belgrave was shot and seriously injured.

Police stopped the Impala as it was leaving a nearby parking garage. The package that Baizar dropped during the gunfight contained 239 grams of heroin. Baizar was separately charged with conspiracy to commit PWID and pleaded guilty to conspiracy in December 2019. Belgrave was charged with conspiracy to commit PWID (amended on the eve of trial to PWID), aggravated assault, and other offenses. A jury convicted Belgrave of PWID, reckless endangerment, and carrying a firearm without a license.

The Prosecutorial Misconduct Issue

The central issue in this appeal was the prosecution’s decision to call Baizar to the witness stand at Belgrave’s trial despite knowing in advance that Baizar would refuse to answer any questions. Belgrave’s defense counsel identified this problem early, filing a motion in limine on the eve of trial. The concern was well-founded: Baizar had filed his own Motion to Quash Subpoena the day before Belgrave’s trial began, stating clearly that he had no intention of testifying and intended to invoke his Fifth Amendment right against self-incrimination.

The Commonwealth sought to compel Baizar’s testimony by offering him immunity. But even with immunity, which eliminated any valid Fifth Amendment basis for refusing to testify, Baizar still refused to testify and was subject to contempt sanctions. Despite all of this, the prosecutor went ahead and called Baizar to the stand in front of the jury.

What followed was remarkable. In his opening statement, the prosecutor told the jury to look forward to Baizar’s testimony while simultaneously revealing that Baizar did not want to cooperate. When Baizar took the stand, he refused to answer every substantive question. But the prosecutor pressed on, asking eighteen predominantly leading questions that were loaded with accusations. The prosecutor asserted that Baizar was Belgrave’s cousin, that they came to Erie to sell heroin together, that Baizar had made prior statements to police about the incident, and that Baizar was refusing to testify because he wanted to protect Belgrave. Baizar answered none of the questions. The prosecutor essentially became the de facto testifying witness, putting allegations before the jury in the form of unanswered questions.

The trial court gave a limiting instruction telling the jury that questions are not evidence and that only answers may be considered. But the Supreme Court found this wholly insufficient to cure the prejudice. In closing arguments, the prosecutor doubled down, telling the jury that Baizar knew what happened, knew who was involved, and refused to say anything. He implored the jury to infer facts from an interaction that consisted entirely of unanswered questions.

The Supreme Court’s Analysis

The Supreme Court engaged in a thorough review of its prior case law governing this issue, beginning with the 1973 cases of Commonwealth v. Terenda, 301 A.2d 625 (Pa. 1973), and Commonwealth v. DuVal, 307 A.2d 229 (Pa. 1973). In Terenda, the Court found it was prejudicial error for the prosecution to call co-indictees to the stand knowing they would invoke the Fifth Amendment. In DuVal, the Court held that summoning a witness with foreknowledge that the witness would invoke the privilege against self-incrimination constitutes prejudicial error in itself, regardless of whether the prosecutor believed the privilege claim would be legally invalid. The DuVal Court explained that the proper procedure is for the prosecution to test the witness’s willingness to testify in advance, outside the jury’s presence, and obtain a ruling before bringing the witness before the jury.

The Superior Court had distinguished Terenda and DuVal on a narrow basis: in those cases, the witnesses expressly invoked the Fifth Amendment in front of the jury, while Baizar simply refused to answer without specifically mentioning the Fifth Amendment. The Superior Court relied on the separate case of Commonwealth v. Todaro, 569 A.2d 333 (Pa. 1990), where this Court found no error when a witness quietly informed the court of his intent to invoke the Fifth Amendment, was excused before the jury, and never appeared again.

The Supreme Court found the analogy to Todaro deeply flawed. In Todaro, the prosecutor did not have advance notice that the witness would refuse to testify, the witness was quickly excused, and no accusatory questions were asked before the jury. In Belgrave, by contrast, everyone knew Baizar would not answer, the prosecutor called him anyway, and then peppered him with leading, accusatory questions designed to plant inculpatory information in the jurors’ minds through the questions themselves.

The Court also rejected the Superior Court’s reasoning that the absence of an express Fifth Amendment invocation before the jury somehow made Baizar’s defiant silence less prejudicial. The Court found that this distinction defied common sense, observing that the prejudicial harm lies in the refusal to deny accusations, which a reasonable juror can treat as an implied admission, and that this harm exists regardless of whether the witness cites a specific legal basis for the refusal.

The Court further held that the error was not harmless beyond a reasonable doubt. The prosecution’s extensive efforts to obtain Baizar’s testimony, including securing immunity directly from the District Attorney, demonstrated how critical the prosecution considered Baizar’s testimony to be. The prosecutor’s repeated emphasis on Baizar’s knowledge and silence, in both opening and closing statements, confirmed this.

The Takeaway

Commonwealth v. Belgrave is a significant decision for criminal defendants in Pennsylvania. It reaffirms and strengthens the rule from DuVal that prosecutors may not call witnesses they know will refuse to answer questions before a jury. The Court made clear that it is the act of summoning the witness, not what happens after the witness takes the stand, that constitutes the misconduct. And it rejected the artificial distinction between an express invocation of the Fifth Amendment and a simple refusal to answer, holding that the prejudice to the defendant is the same either way.

The decision also underscores the obligation of trial courts to resolve these issues before a witness ever appears in front of the jury. As the Court emphasized, citing DuVal and Commonwealth v. Davenport, 308 A.2d 85 (Pa. 1973), the proper procedure is a pre-appearance hearing to assess the witness’s willingness to testify and determine whether the witness’s appearance before the jury would serve any legitimate purpose.

This is a unanimous decision, with all seven justices joining Justice Wecht’s opinion, which gives it particular force as precedent. If you or someone you know is facing criminal charges and believes that the prosecution engaged in misconduct at trial, it is critical to consult with an experienced criminal defense attorney who can evaluate whether the issue warrants appellate relief or a new trial.

Facing Criminal Charges or a Wrongful Conviction?

Criminal Defense Lawyer Zak T. Goldstein, Esquire