Philadelphia Criminal Defense Blog

Zak Goldstein 11/17/24 Zak Goldstein 11/17/24

PA Supreme Court: Unlawful Contact Conviction Requires Prior Communication, Not Just the Assault or Touching Itself

Criminal Defense Attorney Zak Goldstein — Zak T. Goldstein, Esquire - Philadelphia Criminal Defense Attorney

The Pennsylvania Supreme Court has decided the case of Commonwealth v. Strunk, holding that unlawful contact cannot be proven solely through evidence that the defendant had some sort of illegal physical sexual contact with the alleged victim. Instead, the statute requires some kind of prior communication to facilitate a sex crime. This narrows the reach of the statute to more closely match the legislative intent behind it as the point of the statute is to prevent communications designed to facilitate illegal sex acts rather than to criminalize the actual assault itself given that other existing statutes criminalize the assault.

Recent cases from the Superior Court, however, had found that a violation of the statute could be proven without any evidence of any prior communication. That is no longer the case, but the actual illegal contact or sex act can still be prosecuted under the statute that covers the substantive contact. This reading of the statute by the Pennsylvania Supreme Court returns the statute to its original purpose and makes sure that people will not be prosecuted twice for the exact same conduct.

The Facts of Strunk

The defendant was convicted in the Dauphin County Court of Common Pleas following testimony from the complainant which detailed repeated sexual assaults occurring over a period when she lived in the same household. The complainant’s testimony described incidents where the defendant allegedly initiated physical contact while she pretended to be asleep. Despite the obviously illegality of the sexual acts themselves, the crux of the appeal centered on whether the defendant’s conduct met the statutory requirements for "unlawful contact with a minor" because there was no real evidence that the defendant said or did anything in advance to facilitate to assaults.

The complainant specifically testified to three instances of alleged sexual assault:

The defendant fondled the complainant while she slept on a couch and proceeded to sexually assault her. Afterward, he whispered something unintelligible to her, but there was no evidence of prior communication to facilitate the assault.
The defendant assaulted the complainant again while she was recuperating on the couch after dental surgery. She testified that she was heavily sedated and unable to respond. He digitally penetrated her during this assault, but the complainant testified that there was no verbal or nonverbal communication beforehand.
The defendant assaulted the complainant in her bedroom while she pretended to be asleep. This assault was interrupted by the victim’s mother, but again, the complainant testified that there was no communication between her and Strunk before or during the assault.

The complainant’s testimony was consistent in that she denied any verbal or nonverbal communication between her and the defendant that facilitated the actual assaults.

The Supreme Court Appeal

The Pennsylvania Supreme Court granted review on two issues:

Whether the evidence presented at trial was sufficient to support the defendant’s conviction for Unlawful Contact with a Minor under § 6318, given the lack of communication.
Whether the Pennsylvania Superior Court erred in interpreting § 6318 to allow physical contact beyond the sexual acts themselves to satisfy the statute's communication requirement.

The statute provides:

§ 6318. Unlawful contact with minor.
(a) Offense defined.--A person commits an offense if the person is intentionally in contact with a minor, or a law enforcement officer acting in the performance of duties who has assumed the identity of a minor or of another individual having direct contact with children, as defined under 23 Pa.C.S. § 6303(a) (relating to definitions), for the purpose of engaging in an activity prohibited under any of the following, and either the person initiating the contact or the person being contacted is within this Commonwealth:
(1) Any of the offenses enumerated in Chapter 31 (relating to sexual offenses).
(2) Open lewdness as defined in section 5901 (relating to open lewdness).
(3) Prostitution as defined in section 5902 (relating to prostitution and related offenses).
(4) Obscene and other sexual materials and performances as defined in section 5903 (relating to obscene and other sexual materials and performances).
(5) Sexual abuse of children as defined in section 6312 (relating to sexual abuse of children).
(6) Sexual exploitation of children as defined in section 6320 (relating to sexual exploitation of children).
(b) Grading.--A violation of subsection (a) is:
(1) an offense of the same grade and degree as the most serious underlying offense in subsection (a) for which the defendant contacted the minor; or
(2) a felony of the third degree; whichever is greater.

18 Pa.C.S. § 6318 criminalizes being “in contact with” a minor for purposes such as engaging in a prohibited sexual act. Historically, courts, including the Pennsylvania Superior Court, have interpreted this statute as focused on communication — either verbal, written, or non-verbal cues that facilitate the illegal conduct. The Superior Court, however, upheld the defendant’s conviction in this case even though he did not say anything, reasoning that non-communicative physical acts, such as manipulating clothing before the assault, were sufficient to fulfill the statute's requirements.

However, the Pennsylvania Supreme Court disagreed. The Court found that the statute was ambiguous, and therefore an analysis of what exactly it covers required looking at the legislative intent behind it. Further, the Court found that the legislative intent behind § 6318 focused on criminalizing communication aimed at facilitating sexual exploitation, rather than physical actions alone. The analysis delved into both statutory language and legislative history, concluding that while "contact" can imply physical touch in other contexts, its interpretation within § 6318 should remain tied to prior communication.

The Legislative and Judicial Context

The majority opinion highlighted that § 6318, as conceived, aimed to address the risks posed by communication—whether through digital means or in-person interactions—that predators might use to groom or manipulate minors. Legislative debates leading to the statute’s enactment emphasized combating "cyber enticers," reflecting an emphasis on communicative acts over physical ones. In other words, the Legislature clearly enacted the statute to criminalize the type of behavior at issue in shows like To Catch a Predator. The statute is designed to make it illegal to contact minors to set up illegal sexual encounters; it does not criminalize the illegal sexual encounter itself because other statutes already do that. The Court therefore held that the Superior Court erred by conflating physical contact with communicative efforts. The Pennsylvania Supreme Court emphasized that § 6318 is not designed to criminalize physical acts alone, as those are addressed by other statutes.

This interpretation aligns with some prior Superior Court rulings like Commonwealth v. Leatherby which required clear evidence of communication intended to facilitate sexual offenses. In this defendant’s case, however, the Court noted that although his actions were egregious, there was no evidence of verbal or non-verbal communication facilitating the assaults during the incidents in question. It is now clear that the statute is not violated by evidence of the illegal physical contact alone. Other statutes are violated, but the unlawful contact statute is not.

The Takeaway

The PA Supreme Court's decision to vacate the defendant’s conviction for unlawful contact did not affect his convictions for other sexual offenses, but it does not limit what had become an overly broad reach for this particular statute. If someone gropes a minor, then the appropriate charge for that is indecent assault. If someone communicates with a minor online or by text message to facilitate a groping, then the appropriate charge is unlawful contact even if the groping never happens. If the groping then happens, then the defendant could be charged with both unlawful contact and indecent assault. But it is now clear that unlawful contact may not be proven through evidence of the groping alone.

This is an important case because unlawful contact is a serious charge; it often carries more time in prison or more serious Megan’s Law requirements than the underlying sex offense. This opinion clarifies the scope of § 6318, reinforcing its focus on criminalizing communication intended to exploit minors rather than physical actions associated with sexual offenses. It underscores the need for clear evidence of communication to sustain a conviction under this statute.

Facing criminal charges or appealing a criminal case in Pennsylvania?

Zak Goldstein Criminal Defense Lawyer — Philadelphia Criminal Defense Lawyer Zak T. Goldstein, Esquire

If you are facing criminal charges or under investigation by the police, we can help. We have successfully defended thousands of clients against criminal charges in courts throughout Pennsylvania and New Jersey. We have successfully obtained full acquittals and dismissals in cases involving charges such as Conspiracy, Aggravated Assault, Rape, Violations of the Uniform Firearms Act, and First-Degree Murder. We have also won criminal appeals and PCRAs in state and federal court, including the successful direct appeal of a first-degree murder conviction and the exoneration of a client who spent 33 years in prison for a murder he did not commit. Our award-winning Philadelphia criminal defense lawyers offer a free criminal defense strategy session to any potential client. Call 267-225-2545 to speak with an experienced and understanding defense attorney today.

Zak Goldstein 10/3/24 Zak Goldstein 10/3/24

PA Supreme Court: Sentencing Court May Not Consider Arrests That Did Not Result in Conviction

Criminal Defense Lawyer Zak T. Goldstein, Esquire

The Pennsylvania Supreme Court has decided the case of Commonwealth v. Berry, overturning a long line of Superior Court precedent and holding that a sentencing court may not consider a defendant’s bare record of arrests at sentencing without any evidence of the underlying criminal conduct. Previously, a sentencing court could consider the defendant’s arrest record even where the arrests did not result in convictions so long as the sentencing court recognized the difference between an arrest and a conviction. The Supreme Court has now rejected that proposition and conclusively ruled that mere arrests are meaningless without a conviction or real proof of the underlying criminal conduct behind the arrest.

The Facts of Berry

In Berry, the defendant was convicted of the sexual abuse of two young family members. Specifically, he was found guilty of sexually assaulting his intellectually disabled younger brother, J.B., on two occasions, coercing him into non-consensual sexual acts, and coercing his seven-year-old great-nephew, J.J., into sexual contact. The trial court sentenced the defendant to an aggregate term of seven-and-a-half to fifteen years, which represented an upward departure from the range recommended by the Pennsylvania Sentencing Guidelines.

The Issue on Appeal

The key issue at sentencing was the trial court's consideration of the defendant’s prior arrest record. He had no prior convictions or juvenile adjudications, but he had been arrested several times. The trial judge explicitly considered these arrests, referring to them as “previous other contacts” and suggesting that they negated the defendant’s prior record score of zero. This led at least in part to a significant increase in the length of the defendant’s sentence above the guideline range.

The defendant challenged this above-guideline sentence, arguing that the sentencing court improperly relied on unproven arrests as an aggravating factor. He asserted the consideration of these arrests violated both Pennsylvania law and his due process rights under the Fourteenth Amendment to the United States Constitution.

The Supreme Court’s Ruling

The Pennsylvania Supreme Court ruled that considering a defendant’s arrest record violates Pennsylvania law because arrests, without proof of a conviction or that the defendant committed underlying criminal conduct, are completely irrelevant and do not give the sentencing judge any reliable information as to whether the defendant actually committed a crime.

The Supreme Court recognized a number of key points:

First, the Court reiterated that an arrest, without a resulting conviction, does not equate to a finding of guilt. Arrests occur under circumstances that do not necessarily reflect criminal conduct, and they can happen to both the innocent and the guilty. Consequently, they are not a reliable indicator of a defendant's character or propensity for future crimes.

Second, under Pennsylvania law, the Sentencing Guidelines do not permit the use of arrest records in calculating a defendant's prior record score or as an independent factor in determining an appropriate sentence. Prior record scores must be based on actual convictions or adjudications, not on mere arrests.

Third, the Court noted that prior decisions from both Pennsylvania and federal appellate courts such as the Third Circuit Court of Appeals have consistently held that arrest records are not admissible as evidence in various phases of criminal proceedings because they are not probative. The Court explicitly overruled a series of Pennsylvania Superior Court cases that had allowed the use of prior arrests in sentencing even where the judge did not equate them with convictions.

Finally, the Court highlighted concerns about the potential racial and socioeconomic biases inherent in arrest records. Studies show that arrests may often reflect disparities in police practices rather than actual criminal behavior, which further undercuts their reliability as a sentencing factor.

The Pennsylvania Supreme Court therefore held that the sentencing court committed an error of law in considering the defendant’s arrest record as an aggravating factor. This reliance on irrelevant and unreliable information improperly influenced the sentence; the sentencing judge specifically said so. Therefore, the Court reversed the Superior Court's decision and remanded the case for resentencing. It ordered that the sentencing judge not consider arrests at the re-sentencing without real proof of the underlying conduct.

Facing criminal charges or appealing a criminal case in Pennsylvania?

Zak Goldstein 7/3/24 Zak Goldstein 7/3/24

PA Superior Court: Institutional Sexual Assault Statute Does Not Apply to Colleges

The Pennsylvania Superior Court has decided the case of Commonwealth v. Yanovitsky, reversing the defendant’s conviction for institutional sexual assault after concluding that that statute does not apply to colleges and universities.

The Facts of the Case

The defendant was a professor at a large state university in Philadelphia. The complainant testified that after class, he dismissed all of the other students, leaving her alone with him in the classroom. He then touched her hair, kissed her forehead, and pressed his penis against her thigh. He also touched her feet and hands, and she said that she did not consent. Her roommate testified that the complainant immediately reported the incident to her and had expressed her concerns about some prior behavior by the same professor. DNA testing revealed the presence of the defendant’s DNA on the complainant’s clothing, but character witnesses testified to the defendant’s good reputation in the community.

The police arrested the defendant, and Philadelphia prosecutors charged him with institutional sexual assault and indecent assault. The jury convicted, and the defendant appealed.

The Superior Court Appeal

The Superior Court reversed the institutional sexual assault conviction and affirmed the indecent assault conviction. The Court therefore remanded the case for a new sentencing hearing.

On appeal, the defendant argued that institutional sexual assault, which is a new offense in Pennsylvania, does not apply to colleges and universities despite the extremely broad language of the statute.

The Superior Court agreed. The Court reversed the institutional sexual assault conviction of primarily because it found that the statute under which he was convicted did not apply to college or university settings.

First, the Court interpreted the statutory language of the institutional sexual assault statute (18 Pa.C.S.A. § 3124.2) and concluded that it was intended to protect students in elementary and secondary schools, not those in higher education institutions.

The statute defines “school” to include public or private schools, intermediate units, or area vocational-technical schools. The Court noted that these definitions typically refer to institutions providing education for children and adolescents, not adults in colleges or universities.

The Court looked at dictionary definitions and legal interpretations of the word “school.” Although Merriam-Webster’s definition included colleges and universities, Black’s Law Dictionary and other legal sources suggested that the term “school” in a statute usually refers to institutions for children unless the statute explicitly includes higher education institutions.

The Court also looked at the legislative history and context of the statute. It found that the statute was aimed at protecting younger students from employees and adults in schools. The Governor’s message accompanying amendments to the statute highlighted its focus on protecting children from sexual predators. Additionally, the absence of terms specifically referring to higher education (such as “professor,” “college,” or “university”) in the statute further supported the interpretation that the statute was not meant to cover colleges and universities.

The Court also found that applying the statute to colleges would lead to an absurd result. The Court considered the potential consequences of interpreting the statute to include higher education. It pointed out that if “school” included colleges and universities, any consensual sexual relationship between a college professor and an adult student would be criminalized, which the legislature likely did not intend, especially in cases where the adult student was not even a student of the professor.

Finally, the Superior Court noted that the Commonwealth agreed with the defendant’s argument that the statute did not apply to college or university settings and conceded that his conviction for institutional sexual assault should be vacated.

Therefore, the Court vacated the conviction and remanded for a new sentencing hearing. This case illustrates the fact that although the statute is broad, it does not apply to absolutely everyone in any kind of school setting. Instead, the statute only applies to certain types of schools and to certain employees and other adults in those settings who have “direct contact” as defined by the statute. It does not apply to all employees and all possible types of schools.

Facing criminal charges or appealing a criminal case in Pennsylvania?

Zak Goldstein 6/25/24 Zak Goldstein 6/25/24

Speedy Trial Motion Granted in Sexual Assault Case

Philadelphia Criminal Defense Attorney Zak T. Goldstein, Esquire

Philadelphia criminal defense lawyer Zak T. Goldstein, Esquire recently won a speedy trial motion to dismiss all charges in a sexual assault case. In Commonwealth v. VK, the client was charged with rape, involuntary deviate sexual intercourse and related charges after the complainant reported that the client had assaulted her years earlier. The complainant did not disclose the alleged abuse for about a decade.

The complainant made a police report, and a detective then obtained an arrest warrant and put the arrest warrant in the system. The detective then did essentially nothing to arrest the client. By then, he had moved to another state. The client was eventually arrested by police in the other state during a random encounter more than two years later and extradited to Philadelphia. Upon his arrival in Philadelphia, he retained Attorney Goldstein. Attorney Goldstein successfully argued for a reasonable bail at preliminary arraignment.

The charges were held for court at the preliminary hearing. Once the case reached the Court of Common Pleas and motions could be filed, Attorney Goldstein immediately filed a motion to dismiss pursuant to Rule 600(a) of the rules of criminal procedure. In the motion, Attorney Goldstein argued that the charges should be dismissed because the Commonwealth failed to bring the client to trial within 365 days as required by the rule.

Under the rules, the one year deadline for bringing a defendant to trial begins to run on the date on which the complaint is filed. Accordingly, the time during which a defendant has charges filed against them and a complaint pending counts for purposes of the rule unless the Commonwealth exercises due diligence in attempting to locate the defendant but is unable to do so. For example, if a defendant is being held in custody in another state and the other state refuses to extradite the defendant despite the Commonwealth’s attempts to obtain extradition, then the time might not count. Or, if the police conduct records checks and attempt to locate the defendant but are unable to do so despite giving it a good effort, then the time may not count.

Here, the detective who filed the charges testified at a hearing on the motion that he made a couple of phone calls to phone numbers he could not remember when he first filed the charges. He did not call authorities in the other state, he did not have anyone check the addresses in those states, he did not check social media, and he did not ask federal marshals to look for the defendant. Accordingly, Attorney Goldstein argued that the police and prosecutors had failed to exercise due diligence for more than a year from the filing of the complaint.

Ultimately, the Philadelphia Court of Common Pleas judge agreed. The trial judge dismissed all of the charges, and the record can now be expunged. The appellate courts have increasingly enforced the speedy trial rules in Pennsylvania over the last few years. Filing criminal charges against someone is a serious thing, and the Commonwealth is not allowed to just leave cases sitting for years without taking real steps to move the cases forward. Here, the police did nothing to locate and extradite the client despite knowing where he was. This led to pending charges sitting against the client for years. That is exactly what Rule 600 prohibits. Accordingly, the judge dismissed the case.

What is Rule 600?

Rule 600 is Pennsylvania’s speedy trial rule. It applies to felony cases in Philadelphia. Municipal Court misdemeanor cases have a different rule (Rule 1013). Under Rule 600(a), the Commonwealth generally must bring the defendant to trial within 365 days of the filing of the complaint. There are lots of exceptions - defense continuances, continuances due to the court’s schedule, and continuances where the Commonwealth acted with due diligence but could not move forward due to circumstances outside of their control all may not count words the 365 days. But in general, if the case is delayed because the Commonwealth is not ready to proceed without a very good excuse, the time counts against the Commonwealth. Obtaining dismissal under the rule requires filing a written motion in the Court of Common Pleas.

Under Rule 600(b), a defendant in custody because they cannot afford bail may only be held for 180 days before they should be released on nominal bail (usually with house arrest). Again, there are exceptions for defense continuances, but they are more limited. Additionally, the Commonwealth usually responds to a 600(b) speedy trial bail motion by moving to revoke the defendant’s bail. In that case, the trial judge will have to make a determination as to whether the defendant is such a flight risk or danger to the community that bail should be revoked. In less serious cases, the defendant will almost always be released. In more serious cases such as shootings and rapes, this becomes a bigger issue.

The Pennsylvania Supreme Court has repeatedly instructed the trial courts to follow the rule and enforce it more reliably over the last few years, and courts have begun to do so. Here, the trial court followed the rule and dismissed the charges.